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Tracy Kent Monk

PFS Investments Inc.

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About Tracy Kent Monk

Tracy Kent Monk is an active investment advisor representative registered with PFS Investments Inc. Tracy has been in the financial services industry since August 17, 1993. Tracy's office is located in Cove City, NC. Tracy is licensed to sell securities in Florida, Georgia, Illinois, Maryland, New Jersey, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Tracy has passed the Uniform Investment Adviser Law Examination (Series 65), Uniform Securities Agent State Law Examination (Series 63), Investment Company Products/Variable Contracts Principal Examination (Series 26), Securities Industry Essentials Examination (SIE), and Investment Company Products/Variable Contracts Representative Examination (Series 6). PFS Investments Inc. is a financial services firm located in Duluth, GA.

Firm Information

Tracy Monk is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tracy Monk’s Registration & Firm History

NC

09/02/2011 - Present

PFS Investments Inc. (COVE CITY NC)

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Licenses & Designations

IA

Issued 07/22/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Kent Monk.
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