Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Kennard is a financial advisor who has been in the industry since May 1992. Tracy is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and is also registered as an Investment Advisor Representative. Prior to this Tracy was a Registered Representative with Fidelity Brokerage Services LLC and Wells Fargo Investments, LLC. Tracy has also been licensed in multiple states for both Broker/Dealer and Investment Advisor activities. Tracy has held the Series 6, 7, 9, 10, 63 and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
UT
09/25/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (SALT LAKE CITY UT)
UT
08/20/2007 - 01/10/2022
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
01/15/2004 - 07/11/2007
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
RI
12/05/1989 - 05/16/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 07/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1990
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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