Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Mandart is a financial advisor with Ameriprise Financial Services, LLC. Tracy is a Registered Representative and Investment Advisor Representative and has over 20 years of experience in the financial services industry. Tracy holds Series 7, 9, 10, 31, 65 and 66 licenses. Tracy has been active in the financial services industry since 2000 and currently provides financial advice to clients in Florida, Utah, and other states. Tracy previously worked for Infinex Investments, Inc., Janney Montgomery Scott LLC, Ryan, Beck & Co., LLC, Gruntal & Co., L.L.C., and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/20/2023 - Present
Ameriprise Financial Services, LLC (Delray Beach FL)
FL
06/16/2011 - 07/05/2016
INFINEX INVESTMENTS, INC. (POMPANO BEACH FL)
FL
08/30/2002 - 06/29/2011
JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)
NJ
04/29/2002 - 09/10/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
NY
08/31/2000 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
MD
03/07/2000 - 09/01/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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