Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Antony is a financial professional with over 13 years of experience in the industry. Antony is currently registered with Charles Schwab & Co., Inc. and is licensed to provide investment advice in Colorado and Texas. Antony specializes in financial planning and portfolio management for individuals and families. Antony also provides investment advice to businesses and other institutions. Antony's previous experience includes working as a financial advisor at TD Ameritrade, Inc., MML Investors Services, LLC, and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
01/09/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
01/05/2010 - 01/05/2012
MML INVESTORS SERVICES, LLC (DENVER CO)
CO
10/10/2008 - 10/26/2009
TD AMERITRADE, INC. (DENVER CO)
NY
04/22/1997 - 01/15/1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
Issued 04/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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