Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Griffin is a financial advisor with Morgan Stanley. Tracy has over 20 years of experience in the financial services industry. Tracy is registered with the state of Washington and is a Registered Representative of Morgan Stanley. Tracy holds Series 3, 7, 31, and 66 licenses and is also licensed as a Futures Managed Funds professional. Previously, Tracy was registered with Citigroup Global Markets Inc. Tracy's experience includes working with high-net-worth individuals, corporations, and other businesses. Tracy's firm, Morgan Stanley, is one of the largest financial services firms in the world. They provide a wide range of services, including investment management, financial planning, and wealth management. Morgan Stanley is committed to providing their clients with the highest quality of service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
06/01/2009 - Present
Morgan Stanley (Bellevue WA)
WA
10/24/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
BOTH
Issued 03/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2009
Series 3 - National Commodity Futures Examination
BC
Issued 06/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tracy Griffin is the right advisor for you? Invested Better is here to help.
