Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy John Brown is a registered investment advisor representative with MML Investors Services, LLC. Tracy has been in the financial services industry since 2014 and has a Series 6, 7, 63, and 65 license. Tracy's specialties include financial planning, portfolio management for individuals and businesses, and pension consulting. Tracy has been registered with MML Investors Services, LLC since 2016. Prior to that, Tracy was registered with Park Avenue Securities LLC. Tracy is a member of the Massachusetts Society of Certified Public Accountants. Tracy is also active in the community and volunteers at the Austin Food Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
07/27/2016 - Present
MML Investors Services, LLC (Austin TX)
TX
07/30/2014 - 06/22/2016
PARK AVENUE SECURITIES LLC (AUSTIN TX)
IA
Issued 07/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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