Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Jo Dostal is a financial advisor with LPL Financial LLC. Tracy has been in the industry since 1995 and holds a Series 6, Series 7, Series 63, and Series 66 license. Tracy is also a Certified Financial Planner. In addition to her work with LPL Financial, Tracy has served as a member of the Trust Investment Committee at Decorah Bank and Trust Company, as well as a board member at the Winneshiek County Community Foundation. Tracy has previous experience with Investment Centers of America, Inc., BANCWEST INVESTMENT SERVICES, INC., PRIMEVEST FINANCIAL SERVICES, INC., and INVEST FINANCIAL CORPORATION. Tracy has offices in Decorah, Iowa, and Cresco, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/16/2019 - Present
LPL Financial LLC (DECORAH IA)
IA
11/26/2014 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (DECORAH IA)
MN
05/17/2006 - 12/08/2014
BANCWEST INVESTMENT SERVICES, INC. (CALEDONIA MN)
MN
02/07/2001 - 05/17/2006
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
WI
12/15/1995 - 02/07/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 09/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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