Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Roberts is a financial professional with over 7 years of experience in the industry. Tracy is currently registered with Alliancebernstein Investments, Inc. in Nashville, TN. Prior to this, Tracy worked at UBS Financial Services Inc. in Weehawken, NJ and UBS Securities LLC in New York, NY. Tracy has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
03/18/2019 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NJ
04/03/2017 - 02/19/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/30/2017 - 02/19/2019
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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