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Tracy James Parker

First Command Brokerage Services, Inc.

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About Tracy James Parker

Tracy James Parker is a financial professional associated with First Command Brokerage Services, Inc. with a registration date of April 2, 2024. Tracy holds the Series 63, Series 6TO and SIE licenses. Tracy is currently registered with FINRA. Tracy is located in Universal City, Texas.

Firm Information

Tracy Parker is currently registered with First Command Brokerage Services, Inc.. First Command Brokerage Services, Inc. is a Corporation formed in 1958 and is registered in 52 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

172

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Parker’s Registration & Firm History

TX

04/02/2024 - Present

First Command Brokerage Services, Inc. (Universal City TX)

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Licenses & Designations

BC

Issued 05/03/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/04/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy James Parker.
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