Unclaimed
Tracy Thrash is a financial advisor in GREENWOOD VILLAGE, CO. Tracy has been a registered representative for 19 years. Tracy is currently registered with Empower Advisory Group, LLC and previously worked at LPL FINANCIAL LLC and VALIC FINANCIAL ADVISORS, INC. Tracy is licensed to sell securities in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
04/19/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
SC
11/07/2022 - 04/18/2024
LPL FINANCIAL LLC (CHARLESTON SC)
GA
02/08/2005 - 06/22/2006
VALIC FINANCIAL ADVISORS, INC. (MACON GA)
BC
Issued 11/21/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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