Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Hohensee Gardner is a financial advisor with Riversource Distributors, Inc. Tracy has been in the financial industry since July 6, 1995. Tracy is licensed to sell securities in Minnesota. Tracy is a licensed General Securities Principal, and holds the Series 7, Series 63, Series 24, and SIE licenses. Tracy previously worked at ALLIANZ LIFE FINANCIAL SERVICES, LLC, USALLIANZ SECURITIES, INC., C.R.I. SECURITIES, INC., and MIMLIC SALES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/06/2020 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
07/10/2001 - 01/24/2020
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
03/27/1997 - 12/31/2003
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MN
02/21/1996 - 06/17/1997
C.R.I. SECURITIES, INC. (ST. PAUL MN)
MN
03/27/1995 - 04/01/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
BC
Issued 04/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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