Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Hindman is a financial advisor registered with J.p. Morgan Securities LLC. Tracy has over 20 years of experience in the financial services industry. Tracy is licensed in Pennsylvania and Texas. Tracy has a wide range of experience in the financial services industry, including portfolio management, financial planning, and pension consulting. Tracy is a Certified Financial Planner and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
10/11/2021 - Present
J.p. Morgan Securities LLC (Bridgeville PA)
PA
08/14/2015 - 10/11/2021
PRUCO SECURITIES, LLC. (MCMURRAY PA)
PA
08/20/2012 - 09/04/2014
D.A. DAVIDSON & CO. (WEXFORD PA)
PA
01/18/2006 - 08/29/2012
RAYMOND JAMES & ASSOCIATES, INC. (SEWICKLEY PA)
PA
12/01/2005 - 01/25/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PITTSBURGH PA)
MD
04/09/2001 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
08/15/1997 - 02/16/2001
PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)
IA
Issued 09/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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