Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Franco is a financial advisor with over 20 years of experience in the industry. Franco is currently registered with LPL Financial LLC, and has previously been registered with Royal Alliance Associates, Inc., Commonwealth Financial Network, A. G. Edwards & Sons, Inc. and First Investors Corporation. Franco holds FINRA Series 6, 7 and 63 licenses as well as the SIE exam. Tracy Franco provides a range of financial services including portfolio management, financial planning, pension consulting, educational seminars and selection of other advisors. Franco is committed to helping clients achieve their financial goals and provides personalized advice to meet individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
12/14/2021 - Present
LPL Financial LLC (OLD TAPPAN NJ)
NJ
09/25/2007 - 12/15/2021
ROYAL ALLIANCE ASSOCIATES, INC. (OLD TAPPAN NJ)
NJ
05/25/2006 - 03/20/2007
COMMONWEALTH FINANCIAL NETWORK (PARAMUS NJ)
MO
11/07/2001 - 04/24/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
04/05/1995 - 07/13/1999
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 01/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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