Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Fuentes is a financial advisor with DAI Securities, LLC in Iselin, New Jersey. Tracy has been in the financial services industry since 2005. Tracy is registered with FINRA and the State of New Jersey. Tracy is Series 6 and SIE licensed. Prior to joining DAI Securities, LLC, Tracy was an advisor at APW Capital, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/02/2023 - Present
DAI Securities, LLC (ISELIN NJ)
NJ
06/30/2022 - 05/01/2023
APW CAPITAL, INC. (ISELIN NJ)
NJ
07/02/2021 - 06/17/2022
LPL FINANCIAL LLC (FAIRFIELD NJ)
NJ
01/24/2005 - 04/20/2021
LINCOLN INVESTMENT (CRANFORD NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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