Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Ellen Rashford is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC in Latham, NY. Tracy has been in the financial services industry since September 3, 1993. Tracy also has previous experience working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Nationwide Investment Services Corporation, Prudential Securities Incorporated, and PaineWebber Incorporated. Tracy is registered with the state of New York as an investment advisor representative and is licensed to provide investment advice and securities products in several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (LATHAM NY)
NY
09/19/2008 - 08/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLIFTON PARK NY)
NY
07/24/2007 - 09/22/2008
WACHOVIA SECURITIES, LLC (LATHAM NY)
OH
02/20/2003 - 06/15/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NY
03/29/2000 - 02/12/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/12/1996 - 03/24/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/22/1993 - 05/31/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/02/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1996
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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