Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Valero is a financial advisor with over 9 years of experience in the industry. Tracy is currently registered with LPL Financial LLC and has previously worked with firms such as HD Vest Investment Services, Summit Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Securities America, Inc. Tracy holds Series 7, Series 66 and SIE licenses. Tracy is also registered in multiple states. Tracy offers financial planning, consulting and other non-discretionary advisory services to individual clients, corporations or other businesses, pension and profit-sharing plans, high-net-worth individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/21/2019 - Present
LPL Financial LLC (KATY TX)
TX
10/29/2018 - 06/28/2019
HD VEST INVESTMENT SERVICES (Houston TX)
TX
02/07/2018 - 11/05/2018
SUMMIT BROKERAGE SERVICES, INC. (HOUSTON TX)
TX
03/03/2016 - 02/15/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KATY TX)
TX
11/18/2014 - 02/02/2016
SECURITIES AMERICA, INC. (HOUSTON TX)
TX
01/01/2014 - 11/24/2014
LPL FINANCIAL LLC (HOUSTON TX)
BOTH
Issued 02/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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