Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Thornlow is an investment advisor representative with Commonwealth Financial Network. Tracy has over 20 years of experience in the financial industry and holds a Series 7, Series 63, and Series 65 license. Tracy has held previous positions at MetLife Securities Inc., New England Securities and American Express Financial Advisors Inc. Tracy's current registrations include state registrations in 30 states and a registered representative registration with FINRA and Commonwealth Financial Network. Tracy specializes in providing financial planning and investment advisory services to individuals, families, businesses, and retirement plans. Tracy is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
05/04/2015 - Present
Commonwealth Financial Network (Colorado Springs CO)
CO
01/02/2015 - 05/05/2015
METLIFE SECURITIES INC. (COLORADO SPRINGS CO)
CO
02/05/2002 - 01/02/2015
NEW ENGLAND SECURITIES (COLORADO SPRINGS CO)
MN
09/09/1998 - 07/24/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/09/1998 - 07/24/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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