Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Dale Cuda is a financial advisor with PFG Advisors in Phoenix, AZ. Tracy has been working in the financial industry since 1982. Tracy is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Tracy holds the Series 6, 7, 22, 63 and 65 licenses. Tracy specializes in providing financial advice to individuals, high-net-worth individuals, businesses, and charitable organizations. Tracy also provides financial planning, pension consulting, and selection of other advisors. Previously, Tracy was a financial advisor at Securities America, Inc. and Foothill Securities, Inc. Tracy was also an insurance agent with CUE Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/20/2018 - Present
PFG Advisors (PHOENIX AZ)
AZ
12/08/2016 - 06/14/2024
SECURITIES AMERICA, INC. (PHOENIX AZ)
AZ
08/03/2009 - 12/08/2016
FOOTHILL SECURITIES, INC. (PHOENIX AZ)
AZ
05/11/1989 - 08/03/2009
CUE FINANCIAL GROUP, INC. (PHOENIX AZ)
NY
05/26/1982 - 06/03/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/26/1982 - 06/03/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/21/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tracy Cuda is the right advisor for you? Invested Better is here to help.
