Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Langley has been in the financial services industry since October 14, 2000. Tracy is currently registered with Raymond James Financial Services, Inc. as a registered representative in South Carolina. Tracy is also a Series 3, Series 7, and Series 63 licensed professional. Tracy's previous employers include J.J.B. HILLIARD, W.L. LYONS, LLC, and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
02/05/2016 - Present
Raymond James Financial Services, Inc. (Florence SC)
SC
08/22/2007 - 02/18/2016
J.J.B. HILLIARD, W.L. LYONS, LLC (Florence SC)
TN
08/12/2000 - 06/18/2007
UBS FINANCIAL SERVICES INC. (CHATTANOOGA TN)
BC
Issued 11/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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