Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Clinton Duncan is a financial advisor registered with Cuso Financial Services, LP. Tracy has over 25 years of experience in the financial industry. Tracy is a Certified Financial Planner and holds Series 6, 7, 63 and 65 licenses. Tracy specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Tracy has an office located in Clemmons, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
03/20/2002 - Present
Cuso Financial Services, LP (CLEMMONS NC)
GA
06/24/1999 - 01/30/2001
INVESCO SERVICES, INC. (ATLANTA GA)
IL
04/01/1996 - 01/25/1999
AON SECURITIES CORPORATION (CHICAGO IL)
VA
04/11/1995 - 04/01/1996
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
NY
09/01/1992 - 03/17/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 04/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tracy Duncan is the right advisor for you? Invested Better is here to help.
