Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Cepnio is a financial advisor with Nylife Securities LLC. Tracy has been in the financial services industry for over 2 years, working at Nylife Securities LLC since May 2021. Tracy holds Series 63, Series 6TO, and SIE licenses. Tracy is registered with the states of Florida and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/28/2021 - Present
Nylife Securities LLC (MAITLAND FL)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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