linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tracy Cecile Wills-zapata

Pimco Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tracy? Claim Your Profile

About Tracy Cecile Wills-zapata

Tracy Cecile Wills-zapata is a financial professional with over 16 years of experience in the industry. Tracy is currently registered with Pimco Investments LLC. Tracy holds a Series 3, 7, 24, 63, and 65 license and is licensed to provide securities and investment advisory services in all 50 states. Tracy has previously worked for GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC., CAMPBELL FINANCIAL SERVICES, INC., SCUDDER INVESTOR SERVICES, INC., and DEUTSCHE BANK SECURITIES INC.

Firm Information

Tracy Wills-zapata is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tracy Wills-zapata’s Registration & Firm History

TX

04/29/2021 - Present

Pimco Investments LLC (Austin TX)

NC

01/14/2015 - 09/29/2020

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (CHARLOTTE NC)

MD

04/04/2006 - 12/19/2014

CAMPBELL FINANCIAL SERVICES, INC. (BALTIMORE MD)

NY

02/01/2005 - 12/31/2005

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

07/05/2004 - 12/13/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

Not sure if Tracy Cecile Wills-zapata is right for you?

Licenses & Designations

IA

Issued 12/29/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/25/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Cecile Wills-zapata.
Not sure if Tracy Cecile Wills-zapata is right for you?