Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Carolyn Oatman is an active investment advisor representative at Thrivent Investment Management Inc.. Tracy is registered with the state of Wisconsin and holds the Series 6, Series 63 and SIE licenses. Tracy has over 10 years of experience in the financial services industry. Tracy has been with Thrivent Investment Management Inc. for over 10 years, previously working in Minneapolis, Minnesota. Tracy specializes in providing financial planning and portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
01/23/2014 - Present
Thrivent Investment Management Inc. (APPLETON WI)
MN
09/24/2003 - 09/30/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 03/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tracy Oatman is the right advisor for you? Invested Better is here to help.
