Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Butler Mixon is a Registered Representative with Deutsche Bank Securities Inc., based in Jacksonville, Florida. Tracy has been in the financial services industry since 1990 and is licensed in Florida and New York. Tracy is a Series 7, Series 63, and Series 99TO licensed professional. Tracy has also worked with Donaldson, Lufkin & Jenrette Securities Corporation in Jersey City, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
02/08/2012 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
06/05/1997 - 05/18/2011
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NJ
03/20/1990 - 04/17/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 04/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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