Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Brown is a financial advisor with PFS Investments Inc. based in Columbia, South Carolina. Tracy has been in the industry since 2002 and has a broad range of experience. Tracy holds several licenses and certifications including Series 6, Series 26, and Series 63. Tracy is registered with the state of South Carolina. Tracy's primary focus is on providing portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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SC
01/28/2013 - Present
PFS Investments Inc. (COLUMBIA SC)
SC
05/21/2002 - 12/31/2012
PFS INVESTMENTS INC. (COLUMBIA SC)
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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