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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Brooks Rosson is an active investment advisor representative and financial professional with over 20 years of experience in the financial services industry. Tracy is registered to offer securities and investment advisory services in 53 states and the District of Columbia. Tracy currently works as an advisor at Truist Advisory Services, Inc., where Tracy focuses on providing financial planning and portfolio management services to individuals, corporations and high-net-worth clients. Tracy has previously worked at SunTrust Capital Markets, Inc., Deutsche Bank Securities Inc. and DB Alex. Brown LLC. Tracy is a Series 63, 66, 7, 9, 10, 24 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
09/27/2016 - Present
Truist Advisory Services, Inc. (RICHMOND VA)
GA
07/01/2002 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
01/13/2001 - 07/11/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/19/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
BOTH
Issued 10/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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