Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Beth Rahn is a registered representative with Mizuho Securities USA LLC, where she has been employed since 2016. Previously, Tracy worked at RBS Securities Inc. and RBS Securities Corporation. Tracy holds the Series 7, Series 63, Series 79TO, and SIE licenses, and has over 13 years of experience in the financial industry. Tracy is registered to provide securities services in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/21/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
12/12/2008 - 04/15/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
10/29/2008 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 05/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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