Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Cohen-mcluckie is a financial advisor with B. Riley Wealth Advisors, Inc. Tracy is a registered representative with FINRA, a member of SIPC and is licensed to provide investment advice in several states. Tracy has been active in the securities industry for over 30 years and has a strong background in financial planning and portfolio management. Tracy is dedicated to providing clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (Pittsboro NC)
NY
06/24/2015 - 07/22/2022
NATIONAL SECURITIES CORPORATION (PLAINVIEW NY)
NY
03/26/2010 - 06/25/2015
JHS CAPITAL ADVISORS, LLC (PLAINVIEW NY)
NY
11/01/2005 - 03/29/2010
GUNNALLEN FINANCIAL, INC (PLAINVIEW NY)
NY
06/18/2002 - 11/09/2005
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
01/20/1997 - 06/19/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
03/29/1994 - 01/24/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
07/23/1992 - 04/05/1994
GREENWAY CAPITAL CORP. (NEW YORK CITY NY)
NY
03/15/1989 - 12/06/1990
BARRETT DAY SECURITIES, INC. (NEW YORK NY)
NA
12/05/1988 - 02/01/1989
INDIVIDUAL'S SECURITIES LTD.
NA
11/23/1988 - 12/15/1988
1ST NEW YORK FINANCIAL CORP.
IA
Issued 11/11/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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