Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Belinda Rinaldi is a financial advisor with over 30 years of experience in the industry. Tracy Rinaldi is currently registered with Rockefeller Financial LLC and has been with them since 10/2022. Previously, Tracy Rinaldi worked for Stifel Nicolaus & Co Inc. from 02/2020 to 10/2022. Tracy Rinaldi has been registered with the SEC since 1993 and is licensed to provide financial advice in 40 states. Tracy Rinaldi specializes in providing investment advisory services, portfolio management, and financial planning to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/13/2022 - Present
Rockefeller Financial LLC (Los Angeles CA)
AZ
02/11/2020 - 10/14/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SCOTTSDALE AZ)
AZ
06/22/2018 - 02/03/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
06/01/2009 - 06/13/2018
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
03/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
12/20/1999 - 03/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
MA
04/01/1998 - 07/20/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
01/07/1998 - 04/01/1998
BARNETT INVESTMENTS, INC.
FL
11/29/1993 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BOTH
Issued 08/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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