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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Mazzoni is a financial advisor with LPL Financial LLC, based in Fort Mill, SC. Tracy has been working in the financial services industry since 2003 and has extensive experience with a wide range of clients. Tracy holds various licenses and certifications, including Series 7, Series 9, Series 10, Series 66, and Series 99TO. Tracy's expertise is in providing financial planning, investment management, and consulting services to individuals, corporations, and other businesses. Tracy previously worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and H. BECK, INC. and has extensive experience providing financial services to a diverse client base.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/29/2024 - Present
LPL Financial LLC (FORT MILL SC)
VA
11/03/2003 - 02/20/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
MD
02/24/2003 - 09/26/2003
H. BECK, INC. (ROCKVILLE MD)
BOTH
Issued 12/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/29/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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