Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy B. Fitzsimmons is a financial professional with over 20 years of experience in the industry. Tracy is currently registered with M Holdings Securities, Inc. and is a Series 6, Series 63, and Series 6TO licensed representative. Tracy has a strong track record of success in providing financial advice and investment management services to a diverse clientele. Tracy specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/10/2023 - Present
M Holdings Securities, Inc. (NEEDHAM MA)
MA
04/07/2006 - 06/08/2020
KESTRA INVESTMENT SERVICES, LLC (BOSTON MA)
OR
02/17/2004 - 05/05/2006
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
FL
12/18/2002 - 01/02/2004
WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)
BC
Issued 02/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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