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Tracy Anthea Johnson

Nylife Securities LLC

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About Tracy Anthea Johnson

Tracy Anthea Johnson is a financial professional with over 18 years of experience in the industry. Tracy has held various positions at Nylife Securities LLC and Pruco Securities, LLC. Tracy has a Series 6, Series 63, and SIE license. Tracy's current affiliation is with Nylife Securities LLC and is located at 97-77 QUEENS BLVD., 10th FL, REGO PARK, NY 11374.

Firm Information

Tracy Johnson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Johnson’s Registration & Firm History

NY

07/10/2024 - Present

Nylife Securities LLC (REGO PARK NY)

NY

07/25/2018 - 03/05/2020

NYLIFE SECURITIES LLC (REGO PARK NY)

NY

04/01/2016 - 03/30/2017

PRUCO SECURITIES, LLC. (HOWARD BEACH NY)

NY

01/28/2005 - 11/06/2014

NYLIFE SECURITIES LLC (LAKE SUCCESS NY)

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Licenses & Designations

BC

Issued 06/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Anthea Johnson.
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