Unclaimed
Tracy Anthea Johnson is a financial professional with over 18 years of experience in the industry. Tracy has held various positions at Nylife Securities LLC and Pruco Securities, LLC. Tracy has a Series 6, Series 63, and SIE license. Tracy's current affiliation is with Nylife Securities LLC and is located at 97-77 QUEENS BLVD., 10th FL, REGO PARK, NY 11374.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/10/2024 - Present
Nylife Securities LLC (REGO PARK NY)
NY
07/25/2018 - 03/05/2020
NYLIFE SECURITIES LLC (REGO PARK NY)
NY
04/01/2016 - 03/30/2017
PRUCO SECURITIES, LLC. (HOWARD BEACH NY)
NY
01/28/2005 - 11/06/2014
NYLIFE SECURITIES LLC (LAKE SUCCESS NY)
BC
Issued 06/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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