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Tracy Anne Slattery

Talcott Resolution Distribution Company, Inc.

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About Tracy Anne Slattery

Tracy Slattery is a registered representative at Talcott Resolution Distribution Company, Inc. with over 16 years in the industry. Tracy is licensed to sell securities and variable contracts and holds the Series 6, Series 6TO, and SIE licenses. Tracy was previously affiliated with HARTFORD EQUITY SALES COMPANY INC. in SIMSBURY, CT.

Firm Information

Tracy Slattery is currently registered with Talcott Resolution Distribution Company, Inc.. Talcott Resolution Distribution Company, Inc. is a Corporation formed on August 24, 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been the subject of one regulatory event disclosure and one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Slattery’s Registration & Firm History

CT

03/11/2024 - Present

Talcott Resolution Distribution Company, Inc. (Hartford CT)

CT

09/29/2006 - 03/04/2010

HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)

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Licenses & Designations

BC

Issued 03/11/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/08/2023

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Anne Slattery.
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