Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy ann? Claim Your ProfileTracy ann Robeniol is a financial advisor with Nuveen Asset Management, LLC in Chicago, Illinois. Tracy ann Robeniol has been in the financial services industry since October 2005. Tracy ann Robeniol is licensed in 53 states and the District of Columbia and is a registered Investment Advisor Representative in Illinois. Prior to working at Nuveen Asset Management, LLC, Tracy ann Robeniol worked at IMST Distributors, LLC in Los Angeles, California, UBS Financial Services Inc in Beverly Hills, California and Wedbush Morgan Securities Inc in Los Angeles, California. Tracy ann Robeniol holds Series 7, 9, 10, 66 and SIE licenses. Tracy ann Robeniol's primary focus is on providing financial advice to high-net-worth individuals, corporations, businesses, and institutions. Tracy ann Robeniol also provides financial advice to pooled investment vehicles, pension and profit-sharing plans, investment companies, and insurance companies. Tracy ann Robeniol has experience in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
09/03/2021 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
CA
10/04/2017 - 07/07/2021
IMST DISTRIBUTORS, LLC (LOS ANGELES CA)
CA
03/08/2006 - 07/25/2017
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
06/08/2005 - 02/28/2006
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
BOTH
Issued 07/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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