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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Ann Miller is a financial advisor with CX Institutional, LLC, based in Oklahoma City, OK. Tracy has been in the financial industry for over 25 years. She has a wide range of experience in providing financial advice to individuals, corporations, and other institutions. Tracy holds multiple licenses and certifications including the Series 6, 7, 10, 24, 63, and 65 licenses. Tracy is also a Certified Financial Planner. In addition to providing financial planning and investment management services, Tracy specializes in wealth management and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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OK
02/22/2023 - Present
CX Institutional, LLC (Oklahoma City OK)
OK
11/17/1997 - 09/11/2009
CHARLES SCHWAB & CO., INC. (OKLAHOMA CITY OK)
MA
07/12/1996 - 11/18/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/12/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IN
04/08/1996 - 06/18/1996
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
09/21/1994 - 01/26/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
09/24/1993 - 07/15/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 05/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 02/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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