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Tracy Ann McCaffrey

Citigroup Global Markets Inc.

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About Tracy Ann McCaffrey

Tracy Ann McCaffrey is a financial advisor with Citigroup Global Markets Inc. She has been in the industry since 2015. Tracy is registered with FINRA and has her Series 99 license. Tracy Ann McCaffrey has worked at Morgan Stanley and Morgan Stanley & Co. LLC. She specializes in the following areas: Portfolio Management for Individuals, Portfolio Management for Businesses, Asset Allocation Advice, and Financial Planning.

Firm Information

Tracy McCaffrey is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tracy McCaffrey’s Registration & Firm History

NY

09/21/2022 - Present

Citigroup Global Markets Inc. (NEW YORK NY)

NY

06/11/2021 - 07/22/2022

MORGAN STANLEY (New York NY)

NY

11/13/2019 - 06/11/2021

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

01/19/2015 - 11/13/2019

MORGAN STANLEY (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Ann McCaffrey.
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