Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Gaertner is a financial advisor with Pensionmark Securities, LLC. Tracy has been in the industry since 2006. Previously Tracy was employed by CAPFINANCIAL SECURITIES, LLC., LPL FINANCIAL LLC, NFP SECURITIES, INC., and FEDERATED SECURITIES CORP.. Tracy holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
09/01/2017 - Present
Pensionmark Securities, LLC (Wexford PA)
PA
09/24/2015 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Wexford PA)
PA
07/09/2014 - 09/25/2015
LPL FINANCIAL LLC (WEXFORD PA)
PA
10/30/2008 - 07/02/2014
NFP SECURITIES, INC. (WEXFORD PA)
PA
08/16/2006 - 12/21/2007
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BC
Issued 02/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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