Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Christmas is a financial advisor at Yellow Cardinal Corporate Finance, LLC located in West Chester, OH. Tracy has been in the financial industry since 2000. Tracy has held previous roles at W&S Brokerage Services, Inc., Touchstone Securities, Inc. and Fidelity Brokerage Services LLC. Tracy holds licenses for Series 7, Series 63, Series 24 and Series 51. Tracy is also registered in Ohio, Illinois, Indiana, Kentucky and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
05/25/2023 - Present
Yellow Cardinal Corporate Finance, LLC (West Chester OH)
OH
10/05/2021 - 12/06/2022
W&S BROKERAGE SERVICES, INC. (Cincinnati OH)
OH
08/22/2018 - 12/06/2022
TOUCHSTONE SECURITIES, INC. (Cincinnati OH)
OH
03/30/2017 - 10/04/2021
W&S BROKERAGE SERVICES, INC. (Cincinnati OH)
RI
12/21/2000 - 09/09/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 11/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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