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Tracy Ann Avalos

U.s. Bancorp Investments, Inc.

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About Tracy Ann Avalos

Tracy Avalos is a financial advisor with over 17 years of experience in the industry. Tracy is currently registered with U.S. Bancorp Investments, Inc. Tracy has worked with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Tracy holds the Series 6, SIE, and Series 63 licenses.

Firm Information

Tracy Avalos is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Tracy Avalos’s Registration & Firm History

CA

04/07/2022 - Present

U.s. Bancorp Investments, Inc. (San Diego CA)

AZ

05/16/2013 - 06/02/2021

BBVA SECURITIES INC. (TUCSON AZ)

AZ

08/26/2011 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (TUCSON AZ)

AZ

01/03/2011 - 07/25/2011

WELLS FARGO ADVISORS, LLC (TUCSON AZ)

AZ

03/19/2010 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (TUCSON AZ)

AZ

01/15/2008 - 03/23/2010

WELLS FARGO ADVISORS, LLC (TUCSON AZ)

AZ

07/06/2005 - 12/04/2007

CHASE INVESTMENT SERVICES CORP. (TUCSON AZ)

IL

02/09/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy Ann Avalos.
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