Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Schaff is a financial advisor with Stirlingshire Investments and has been in the industry since January 31, 2008. Tracy is registered with the state of Washington as both an Investment Advisor Representative and Securities Agent, and is also registered with the state of Iowa as an Investment Advisor Representative. Tracy holds a Series 63, 6, 7, and 65 licenses, as well as the SIE exam. Tracy also provides insurance sales services in Tacoma, WA as a sole proprietor. Tracy has experience working with individuals, corporations, and insurance companies. Tracy focuses on providing financial planning, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
WA
10/17/2024 - Present
Stirlingshire Investments (Tacoma WA)
WA
09/26/2013 - 06/02/2016
M HOLDINGS SECURITIES, INC. (SEATTLE WA)
WA
04/18/2011 - 09/30/2011
SYMETRA INVESTMENT SERVICES, INC. (SEATTLE WA)
WA
11/09/2006 - 03/28/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TACOMA WA)
IA
Issued 11/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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