Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Alan Strous is a financial advisor at LPL Financial LLC. Tracy has been in the financial industry since December 13, 1990. Tracy is licensed to provide advisory services in Ohio, Texas, Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Michigan, Mississippi, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, South Dakota, Tennessee, Virginia, Washington, West Virginia, and Wisconsin. Tracy is also registered with FINRA and the Securities and Exchange Commission. Tracy has a Series 6, 7, 24, 51, and 63 license. Tracy is a Registered Representative with LPL Financial LLC. Tracy provides financial planning, portfolio management, and consulting services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/26/2016 - Present
LPL Financial LLC (WAPAKONETA OH)
IA
10/30/1993 - 11/07/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
12/14/1990 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
BC
Issued 12/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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