Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Alan Smith is a registered representative with U.S. Sterling Securities, Inc. located in Hauppauge, NY. Tracy has been in the securities industry since 1999. Tracy is licensed in multiple states including New York, Illinois, Indiana, Pennsylvania, South Dakota, Texas and Washington. Tracy holds Series 62, Series 63, Series 72 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/20/1999 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2017
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/19/1999
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
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