Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Alan Curtis is a financial advisor with over 15 years of experience in the financial services industry. Tracy is currently registered with LPL Financial LLC in Bethel, CT. Previously, Tracy was registered with MML Investors Services, Inc., MetLife Securities Inc., and David Lerner Associates, Inc. Tracy holds Series 63, 65, 7, and SIE licenses. Tracy specializes in retirement and wealth management. Tracy also has experience in providing financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
01/14/2025 - Present
LPL Financial LLC (BETHEL CT)
CT
04/08/2009 - 02/10/2010
MML INVESTORS SERVICES, INC. (SOUTHBURY CT)
CT
08/21/2007 - 03/04/2009
METLIFE SECURITIES INC. (NORWALK CT)
CT
05/19/2006 - 07/19/2007
DAVID LERNER ASSOCIATES, INC. (DARIEN CT)
IA
Issued 09/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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