Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Bradach is a financial advisor with over 26 years of experience in the industry. Tracy currently works at Morgan Stanley in the Alpharetta, GA branch. Prior to joining Morgan Stanley, Tracy worked at CITIGROUP GLOBAL MARKETS INC., WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED and MORGAN STANLEY DW INC.. Tracy has a wide range of experience providing financial services to various clients, including individuals, corporations, and institutions. Tracy holds a Series 7, Series 31 and Series 63 securities licenses and has passed the SIE exam. Tracy also holds a Series 65 investment advisor license. Tracy is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
04/02/2020 - Present
Morgan Stanley (Alpharetta GA)
GA
08/22/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
07/01/2003 - 08/22/2008
WACHOVIA SECURITIES, LLC (ATLANTA GA)
NY
09/13/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/29/1996 - 09/17/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tracy Bradach is the right advisor for you? Invested Better is here to help.
