Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy A. Schurter is a financial advisor with over 30 years of experience in the industry. Tracy is currently registered with Janney Montgomery Scott LLC and has been with the firm since 2006. Previously Tracy was a financial advisor with Axelrod Associates, Inc., UST Securities Corp., and Merrill Lynch Funds Distributor, Inc. Tracy is registered to provide investment advice in New Jersey and Pennsylvania. Tracy holds licenses for Series 4, 7, 55, 63, and 65 exams as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
04/30/2007 - Present
Janney Montgomery Scott LLC (WYNCOTE PA)
PA
06/10/2005 - 04/18/2006
AXELROD ASSOCIATES, INC. (ELKINS PARK PA)
CT
07/22/1994 - 11/23/2004
UST SECURITIES CORP. (STAMFORD CT)
NY
05/01/1991 - 06/07/1994
MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
Issued 04/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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