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Tracy A Nicholson

Nationwide Investment Services Corp.

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About Tracy A Nicholson

Tracy A. Nicholson is a financial advisor with Nationwide Investment Services Corp. Tracy has been in the financial services industry since 2005. Tracy holds the Series 6 and SIE licenses. Tracy is currently registered with FINRA. Tracy is based in Grandview Heights, Ohio.

Firm Information

Tracy Nicholson is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracy Nicholson’s Registration & Firm History

OH

07/20/2005 - Present

Nationwide Investment Services Corp. (GRANDVIEW HEIGHTS OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracy A Nicholson.
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