Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy A Dellomo is an active investment advisor representative registered with UBS Financial Services Inc. Tracy has been in the industry since December 1993 and has been with UBS Financial Services Inc. since January 2009. Prior to that, Tracy was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tracy holds the following licenses: Series 7, Series 31, Series 63, and Series 65. Tracy is registered to provide investment advice in New York and Texas. Tracy provides financial planning, pension consulting, educational seminars, portfolio management for individuals, and portfolio management for businesses. Tracy is also a member of the Board of Directors for Volunteers for Wildlife and a member of the Oyster Bay Main Street Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/29/2012 - Present
UBS Financial Services Inc. (JERICHO NY)
NY
12/08/1993 - 01/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
IA
Issued 12/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 12/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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