Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy A. Brown is a financial professional with over 6 years of experience in the financial industry. Tracy is currently registered with Next Financial Group, Inc. and is licensed to offer securities and investment advisory services in Texas. Tracy has previously worked with COMMONWEALTH FINANCIAL NETWORK. Tracy holds the Series 6, Series 63, and Series 65 licenses, as well as the SIE exam. Tracy has experience working with a variety of clients, including individuals, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
03/24/2023 - Present
Next Financial Group, Inc. (ABILENE TX)
TX
10/20/2016 - 03/24/2023
COMMONWEALTH FINANCIAL NETWORK (ABILENE TX)
BC
Issued 12/06/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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