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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Brown is a financial professional with over 30 years of experience in the industry. Tracie currently works at Stephens, a firm known for its investment advisory services and financial planning expertise. Tracie has a strong background in securities and holds both Series 7 and Series 63 licenses, along with the SIE exam. Tracie has worked with a variety of clients throughout their career, including high-net-worth individuals, corporations, and non-profit organizations. Tracie's expertise and experience make her a valuable resource for clients seeking financial guidance and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
GA
02/01/2013 - Present
Stephens (ATLANTA GA)
GA
04/14/1999 - 01/23/2013
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
NC
10/18/1996 - 02/10/1999
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
AR
08/23/1989 - 02/01/1996
STEPHENS INC. (LITTLE ROCK AR)
NA
06/20/1989 - 08/18/1989
THE TRADING DESK, INC.
TN
05/08/1989 - 05/17/1989
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
02/21/1986 - 05/08/1989
T. J. RANEY & SONS, INC.
BC
Issued 09/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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