Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Suzanne Beck is a financial advisor with Wells Fargo Clearing Services, LLC based in Lincoln, NE. Tracie has been a registered representative in the financial services industry for over 20 years, beginning her career in 2001. She has been with Wells Fargo Advisors LLC since 2014 and Wells Fargo Clearing Services, LLC since 2016. Tracie has held previous roles with firms like UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Tracie holds Series 6, 7, 31, 63 and 65 licenses. Tracie is a licensed representative in multiple states including Nebraska, Texas, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Minnesota, Missouri, Nevada, New Mexico, New York, Ohio, Oklahoma, Pennsylvania, Tennessee, Virginia, and Wisconsin. Tracie provides a range of services, including financial planning, investment consulting services to institutional clients, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
09/29/2014 - Present
Wells Fargo Clearing Services, LLC (LINCOLN NE)
NE
12/05/2008 - 09/12/2014
UBS FINANCIAL SERVICES INC. (LINCOLN NE)
NE
04/02/2007 - 12/08/2008
MORGAN STANLEY & CO. INCORPORATED (LINCOLN NE)
NE
01/09/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LINCOLN NE)
NE
03/29/2001 - 01/04/2006
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
IA
Issued 01/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/07/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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